Abstract
This introduction to the Project Resiliency issue argues that we have work to do
in getting projects to the point of being done and archivable. The Endings
Project, a collaboration between three developers, three humanities scholars,
and three librarians, arose from the maintenance burden accrued by the
Humanities Computing and Media Centre at the University of Victoria and our
desire to design projects that, from their inception, are ready for long-term
archiving. After describing the events leading up to the Endings Symposium and
briefly summarizing the articles in this issue, we discuss the necessity of a
culture of constraint if we wish to preserve digital humanities projects in the
same way that libraries preserve books.
What we call the beginning is often the end
And to
make an end is to make a beginning.
The end is where we start
from. – T. S. Eliot,
Little Gidding
“The end is where we start from”
Over the past decade, digital humanists have come a long way in recognizing when
a project is “done”
[
Kirschenbaum 2009]. But DH still has a problem when it comes to
project resiliency. As
Constance Crompton points out in her contribution to this
issue, DH grant funding is disproportionately awarded to new and shiny digital
technologies and tools rather than to disciplinary scholarship implemented and
published with standard digital tools. Almost no funding is available for
maintenance, remediation, upgrading, and remaking, even though technological
frameworks will have changed considerably in a five-year funding cycle. The
result is a huge maintenance burden for project leads and developers (
Holmes
& Takeda in this issue) and/or a hosting and storage problem for
institutions (
Cummings in this issue).
“What we call a beginning”: Project Endings
Most of the papers in this
DHQ special issue are the
product of a virtual symposium held in April 2021 by
The Endings Project at the University
of Victoria. The Endings Project, a five-year collaboration funded by the Social
Sciences and Humanities Research Council (
SSHRC), is creating tools,
principles, policies, code, and recommendations to help digital scholarship
practitioners create accessible, stable, long-lasting resources in the
humanities. Unusually for DH, the Endings Project was initiated by developers
(see
Holmes and Takeda in this issue). It brings together digital humanists and
librarians because, as Matthew Kirschenbaum has argued, “Digital humanists need the long-term perspective on data
that archivists have”
[
Kirschenbaum 2013]. The
Endings team’s developers (all of them humanists by their first training) are
the bridge between Humanities researchers and Librarians/archivists. The Endings
Project facilitates a long-term conversation between the three constituencies
responsible for the intellectual generation, building, and long-term
preservation of digital research products.
The impetus for The Endings Project was the substantial maintenance burden
accrued by UVic’s Humanities Computing and Media Centre (
HCMC), which has been involved in over
200 digital humanities projects since the 1990s. Its history, as described in
Holmes & Takeda, clearly shows the problems inherent in current approaches
to digital edition projects, particularly projects with short-term or sporadic
grant funding. The growing maintenance burden facing the HCMC was ultimately
unsustainable. Project Endings was conceived and convened to address this
problem.
The mission of The Endings Project was:
- to discover what human and institutional factors prevent completion of
projects;
- to learn how to make web-based digital editions that will last
indefinitely without maintenance; and
- to learn how to archive finished projects without placing undue
burdens on the repository.
Ultimately, we wanted to know how projects end, why and when they fail
to achieve their final milestone, what constitutes a good ending, and where best
to store the finished product so that its research outputs continue to be
available long-term.
“To evaporate one’s thoughts in a sonnet”: Cultures
of constraint
The Earl of Essex was said to have put his arguments to Queen Elizabeth in the
highly constrained form of the sonnet [
Wotton 1672, 165].
While sonnets did not save the earl’s neck, we do believe that the answer to the
question of how to create long-term, accessible resources is found in
cultivating cultures of constraint. We have phrases like “scope creep” and “feature creep” to
describe the near-irresistible temptations to act on every good idea a project
member may have. We introduce the term “platform
creep” to describe easy-to-deploy platforms that facilitate rapid
deployment of a new project, but incur technical debt leading to inevitable
obsolescence. At the end of these types of projects, project leads are often
surprised when their institutional library or archive is unable to preserve the
bespoke software stack they’ve cobbled together. Instead of trying to preserve
what we accidentally made, we should be trying to make what can be
preserved.
The fewer flourishes in software, the longer the project seems to last. The
recent work of the HCMC has been to be innovative within a limited set of
technologies, in order to minimize the maintenance burden of over 200 projects,
so that developer time can be invested in newer projects coming in. We learned
quickly that a “simple” security update could render sites unreadable, thus
necessitating constant tending and time. The need for action within very strict
constraints (time and funding) forced us to be creative to serve our users.
There are unspoken constraints in the library, as well. Space and human resources
force librarians and archivists to make hard decisions about what stays and what
goes – weeding the stacks of unused material to make room for new books is one
of the less understood aspects of librarians’ jobs. Recently, a member of the
Humanist Discussion List asked why librarians can’t preserve digital projects as
they do books. It seems like a reasonable request at first glance, but the vast
number of bespoke DH projects that would require continual software updates and
rewrites in order to keep running quickly would quickly made library
preservation an unmanageable task — even with strong documentation created by
the projects (and good documentation also tends to be something we run out of
time to do). Although libraries and archives can’t fire up hundreds or thousands
of Wordpress and Drupal sites, they certainly can run a server on which flat
sites can be stored, accessed, and preserved. Asking for such a server is a
reasonable request. In this way, limitations need to be the drivers of
innovation and the DH community should see “constraint” as an admirable
feature of a project since it will give the project the best chance of survival.
As a community, we need to adopt constraint as an aesthetic, and make it a part
of “the stories we tell,” a phrase
Claire Battershill
explores in this issue, about our work.
The Symposium
The work of Endings began with a day seminar in which the UVic Endings
researchers, developers, and librarians
[1]
met to describe their work, share their institutional vantage point, and learn
from each other. We made many surprising discoveries about each other and
deconstructed erroneous assumptions about the roles of our institutional
colleagues. For example, the Library’s position on archiving was effectively
invisible to researchers and developers; the web subdomain of a project
(mapoflondon.uvic.ca, for example) seemed self-evidently crucial to researchers
as an extension of the project’s title and “brand,” while to the Library it
seemed obvious that the subdomain didn’t matter at all and that an archived
project should be delivered through a library-specific domain.
This day seminar led to our conducting a survey of DH practitioners, in order to
learn about the experiences and realities faced by those working in other
contexts and institutions. What we learned from the survey (see [
Carlin 2018]; [
Endings Team 2022]) was not
surprising: most projects faced exactly the same sorts of problems and
limitations, although the scale of technical support and resources provided by
host institutions varied widely. From the 125 survey respondents, we identified
25 project leads with whom we conducted more in-depth interviews during 2019 and
2020.
These interviews were then transcribed and encoded (see
Comeau in this issue for
a detailed description of the interview and analysis process) to provide us with
a searchable resource from which we could easily draw examples and examine
general tendencies and issues across the DH landscape. Papers are forthcoming
that describe the results of those interviews. Finally, we invited a selection
of our interviewees from a range of different disciplines to continue the
co-created conversation by participating in the 2021 symposium that gave rise to
this special issue.
The Papers
We begin with a pair of papers that address two of the key problems in foreseeing
an ending to a digital project. In “The Stories We
Tell,”
Claire Battershill addresses our very human reluctance to
imagine our own projects coming to an end. She proposes that if we think about
DH projects “in a literary sense, we can analyze and read
digital projects as the creative and multifaceted texts that they are and
become. We can perhaps approach them with intention and care not only as
technical artifacts but also as works that we’ve made, often along with a
number of collaborators.” Projects begin in “promise, potential, and excitement”; despite challenges along the
way, we keep projects going because the project becomes intrinsic to our purpose
and definition, especially for the many digital humanists in precarious
employment. Resolving disciplinary and other inequities would go a long way
towards helping projects reach their end, she argues, because a team in stable
institutional positions may keep collaborating on other projects, large or
small.
Constance Crompton points out the ways in which funding structures that
reward innovation have discouraged sustainable, replicable practices until the
“recent turn to sustainability, signalled by the rise of
data management plans and data deposit requirements.” Given the
self-replicating nature of DH practices through the apprenticeship model whereby
students work on large projects, mentorship will be a crucial factor in breaking
the cycle of unsustainable, boutique project building.
James Cummings discusses two well-known digital edition projects, the
CURSUS project and
William
Godwin’s Diary. Both projects were severely endangered by the lack
of legacy planning. When key personnel are lost, and a project has no champion
at its host institution, the consequences can be disastrous, especially when the
project depends on a technical framework that is not part of the institution’s
core infrastructure. Both of these projects would have been completely lost
without Cummings’s persistent intervention.
In telling two digital disaster stories,
Sara Diamond reminds us that even the
most important and socially significant projects are subject to institutional
changes, career moves, and shifting priorities. The Banff New Media Institute
was deaccessioned after a leadership change, resulting in the overnight
disappearance of a vast archive of Indigenous art and history. The Daniel
Langlois Foundation archive survived only because of the determined efforts of
Jean Gagnon, on whose good will the project is still worryingly dependent.
Diamond’s own fonds and sub-collections have been built with the lessons of
these two experiences in mind. Ultimately, Diamond suggests that “institutions, creators of archives and their users all bear
responsibility for the protection and continuity” of those
archives.
Nick Thieberger’s paper, on the monumental PARADISEC project, describes an
attempt to thwart the forces of entropy on a massive scale. PARADISEC has
rescued over 14,000 hours of field audio tape recordings representing over 1300
languages from the Pacific Region, and is hosting them in a public archive, as
well as attempting to return them in accessible format to the originating
Indigenous communities. This enormous project is itself facing resiliency
issues, since it has no stable funding and depends on a small team of dedicated
researchers, reminding us that the process of data rescue and retrieval may be
cyclical and repetitive without reliable commitments to long-term archiving.
Like Battershill,
Jessica Otis is concerned with deconstructing narratives — in
this case the funding narratives that suggest, erroneously, that DH projects are
either “cash cows” bringing money into the
institution via grants or “free” because of donated
scholarly labor. Having shown the hidden costs of project maintenance, Otis
discusses the prospects of obtaining long-term funding to sustain a project
beyond its initial grant-funding, the availability of hard-funded resources from
the institution, and the practical realism required to retool projects to fit
into sustainable long-term funding models.
There is a traditional assumption that what matters about a digital project is
its “data” (however we might define that), rather than its web interface,
which is considered ephemeral. However, every session at the symposium touched
on the issue of interface, arguably the most recognizable and least preservable
part of a digital project. Preserving the look and feel of web-based digital
projects continues to be a challenge. Symposium attendees discussed the
possibility of doing video captures of website tours and archiving video along
with a digital project’s data.
Diamond points to emulation as a preservation
strategy, and we can undoubtedly learn much from the work of electronic
literature scholars as well. Emulation is expensive in terms of hardware,
software, and maintenance, and perhaps only works like those described by
Diamond will merit such preservation.
Our final two papers were not presented at the symposium. However,
Holmes and
Takeda, as Endings team members and co-hosts of the symposium, shared their
ideas in the discussion. They approach the practical issues of project
resiliency from a technical point of view. Their role on the Endings team was to
develop the detailed guidelines and recommended practices that would govern the
rewriting of many HCMC projects as pure static websites, and then to put the
guidelines into practice, rebuilding a dozen or so existing HCMC projects in
Endings-compliant form. Along the way, they developed diagnostic tools and an
entirely static search engine that can be deployed for any static digital
edition.
Coble and Karlin’s paper is a serendipitous addition to our collection; the
authors were not presenters at our symposium, but their paper is an apt
counterpoint to the other work on project resiliency. They examine not the
reliability of individual project data and outputs, but the larger web of
scholarly referencing within which they live. Their research looks at citations
of digital resources from articles in
DHQ itself,
to see not just whether links still function, but also whether the resources to
which they point are the same resources the author intended to cite.
Conclusions
Sometimes things are meant to be ephemeral: there is ephemeral employment and
there are ephemeral products of scholarship, which is fine as long as
ephemerality is intentional. Yet the majority of DH projects find themselves in
the unfortunate position of being unintentionally ephemeral. One of the
anonymous reviewers of this issue made the point that we shouldn’t have to keep
making the point that digital projects need to be more robust and preservable.
The reviewer wondered why we are still having to advocate for what they
characterized as common knowledge and common sense. Taken together, the essays
in this collection show the difficulty of realizing common sense in practice.
The roots of this persistent problem are both social and technological.
DH has a strong tradition of “collaboration,” which frequently includes
students, colleagues from across campus, and programmers, as well as librarians
and archivists. However, each group brings to the table its own cultural norms
and presuppositions, and each group works within existing structures of power,
funding, and promotion that are frequently at odds with one another.
A faculty member who may want to launch a project quickly may be seduced by the
siren song of “easy to deploy,” which is nearly always at odds with
long-term survivability. A hastily-concocted Wordpress or Drupal site, although
ready for a promotion file — or replaced with the next big project — will be at
the mercy of how much time the scholar actually has to commit to regular updates
(usual answer: little to none). The programmer may resist the upfront work of
setting up a sustainable long-term platform because they are accustomed to
working with specific platform stacks and are tempted to fall back on what they
already know, or to pick up whatever library or platform is momentarily newest
and most interesting; projects built out of such a mindset will be at the mercy
of security vulnerabilities, software obsolescence, and personnel changes.
Librarians and archivists are constrained by a scarcity economy of space and
funding — it is easy to eschew preserving digital projects when you know it will
be impossible to maintain them. Although the dream of a “universal library”
is a beautiful ideal, it will nonetheless remain a fiction until we choose
universal technologies.
The first stage in building an Endings-compliant project is having an honest
conversation among faculty, programmers, and librarians/archivists about
expectations, abilities, and sustainability that is agreed upon and documented.
This step should happen before the first byte is saved to disk. Normally trained
to work in solitude, faculty may need to rely on experts beyond their discipline
who work at a different pace. Programmers may have to be open to different ways
of programming and take the extra time to design for the eventual flattening of
sites even if a dynamic site is preferred for the length of the project (which
is perfectly fine, assuming there is funding and time for a complete rewrite at
the end). Librarians and archivists need to invest in people, services, and
technologies to sustain flat websites — which could simply be a server that is
part of the libraries’ long-term preservation plan. As this issue was being
created, the
Diary of
Robert Graves project became the first archived DH project
at UVic Libraries, a process which was possible only because the site is Endings
compliant. UVic Libraries is committing to preserving flattened,
Endings-compliant sites as part of its preservation activities. It has taken
some time to reach this point and the process has involved stakeholders from
across the institution (Systems, Metadata, Digital Scholarship, and the
University Librarian's Office), but we’re here. Hosting a server for static
sites is eminently achievable for most university libraries. With collaboration
comes compromise in the name of long-term access and discoverability. Everyone
on the team needs to understand the needs and limitations of the others, while
also mutually agreeing to Endings Principles.
Finally, if there’s one constant in DH, and computing in general, it is that
technologies will change. Our toolkit is not a technological solution that will
be out of date next year. Rather, it is a series of practices for you to
consider when starting your project. Moreover, each DH project exists within a
unique environment with unique challenges. We’ve thus made our recommendations
adaptable to any project, at any scale, with the hope of creating something
sustainable. Who knows what tomorrow will bring? What we do know is that the
fewer dependencies a digital edition has, the longer it is likely to last. The
first HTML page marked up by Tim Berners-Lee in 1991 is still renderable by
modern browsers.
[2]
Simplicity for the win.