Abstract
Current theories about the significance of annotations in literary studies are based
primarily on assumptions developed in print culture about verbal texts. In these textual
theories, the text is typically present, authorized, and centralized as the ideal text for
an ideal reader, and to annotate is to add authorized comments in a sociotechnical system
that includes publication, dissemination, and reception. To audiate is to imagine a song
that's not playing. In music learning theory, audiation is based on the concept that the
musician learns to play music by developing their own musical aptitude, her individual
interpretation of a musical score based on her particular experience of the music. This
short article introduces audiation as an alternate theoretical framing for articulating
the significance of personal literary annotations. Comparing commentary on psalms in the
Middle Ages to IIIF (International Image Interoperability Framework) web annotations, we
use the concept of audiation to situate annotations within literary study in terms of a
more capacious understanding of the individual's interpretation of text and of the reading
experience as part of an unauthorized, distributed, and decentralized system. By bringing
together theories and technologies of annotation with sound, we offer the concept of
audiated annotations as a means to re-evaluate modes of access, discovery, and analysis of
cultural objects in digital sound studies.
Annotations in Textual Theory (paratext, marginalia, metadata)
Scholars have long theorized annotation in the creation and analysis of literature as
paratext,
marginalia, and
mark-up
[
Audenaert 2010]
[
Bernstein 1998]
[
Bernstein 2011]
[
Bradley and Vetch 2007]
[
Bray et al. 2000]
[
Hillesund 2010]
[
Jackson 2001]. Paratext includes peritext, such as those materials in the
interstices of the book, such as chapter titles or notes, and epitext. Epitexts are other
texts outside of the central text that influence the ideal or typical reader's
interpretation, such as "interviews, conversations, and confidences" (Genette 10).
Revealing the political and social perspectives about the "ideal" reader that such
contexts engage, Genette includes "contextual paratexts" in this category that include
politicized information about the author, such as "Proust's part-Jewish ancestry and his
homosexuality" (8). Not surprisingly then, paratext is authorized by the author or by his
(in this case) social demographics or discourse community: it "is always the conveyor of a
commentary that is authorial or more or less legitimated by the author", Gennette writes
(2). Indeed, "by definition, something is not a paratext unless the author or one of his
associates accepts responsibility for it" (9). Authorized by the surrounding discourse
community, paratext is also authorized by the text itself through its physical
association. Paratext is "situated in relation to the location of the text itself: around
the text and either within the same volume or at a more respectful (or more prudent)
distance" (4). Genette's concept of paratext essentializes authorial intention and the
immediacy of the textual object.
Marginalia in literary study is also interpreted based on its proximity to the text as
well as the extent to which it is authorial or authorized. H.J. Jackson argues that
marginalia of significance includes notes inside of books, not outside of books, citing
"significant differences between notes made on separate sheets of paper or in a notebook
and notes made in the book that becomes part of the book and accompany it ever after" [
Jackson 2001, 14]. Beyond its locative status, marginalia is more or less
important if the person creating the notes is "authorial." According to Jackson, notes by
the authors themselves are the most significant, then marginalia by other authors, of
equal or greater literary importance, and finally, granted the least status, are general
readers' notes: "Our own notes we like, or have learned to live with," Jackson writes,
"those we resist are always written by somebody else" (235). Marginalia plays a minor role
in textual theory by reflecting an association with other authors in reception theory and
in a history of reading or as biography when the author corrects writing about themselves
(243), but Jackson generally argues that marginalia has not been considered significant
enough to study because marginalia is generally non-authorial and often ephemeral, not
physically attached to the authorized text.
Metadata, or data about data, are also significant forms of annotation in recent literary
study, deemed less and more important based on their authority and textual proximity. In
the digital realm, activities such as searching and retrieving texts in library systems,
sharing scholarly or pedagogical work with students and researchers, and using artificial
intelligence and machine learning to discover patterns are activities that share a common
reliance on metadata. Much like paratext in the publishing industry, metadata has more
official functions in libraries (for access) and archives (for context) [
Gilliland 2008, 2–3]. In both cases, metadata is information that is
lacking in the "information object" within a sociotechnical system. In the library
setting, metadata might include the author name or genre information, which is gathered in
order to facilitate finding that object. In an archive, metadata might include a previous
researcher's notes, which can provide important contextual clues for future researchers.
In general, Gilliland notes that "[i]n all these diverse interpretations, metadata not
only identifies and describes an information object; it also documents how that object
behaves, its function and use, its relationship to other information objects, and how it
should be and has been managed over time" [
Gilliland 2008, 7].
Consequently, metadata's function is entangled with making an "information object"
system-aware, whether that system is a human-readable metadata standard or a technological
process. In contrast, unauthorized, "user-generated" metadata such as community-generated
"folksonomies," while a nice record of general user's experience, are system-adverse since
such metadata often do not fit with the established socio-technical system at hand.
Indeed, such out-of-system metadata is "idiosyncratic" and, therefore, "untrustworthy",
Gilliland argues, because it can "negatively affect interoperability between metadata and
the resources it is intended to describe" [
Gilliland 2008, 8–9]. Like
paratextual and marginal annotations, metadata has been considered meaningful in literary
study when they are authorized and in proximity to the text.
[1]
In each of these examples (paratext, marginalia, and metadata), the sociotechnical
systems in which annotations circulate represent discourse fields where authority is
crucial to the significance or signifying capacity. Yet, there are other, under-theorized
examples in literary study in which annotations reflect the individual, unauthorized
reader's interpretation of an absent text, and the reading experience is part of an
unauthorized, distributed, and decentralized system. Below, we discuss two seemingly
disparate examples of such annotations across time, in the context of medieval psalm
commentary and open web IIIF (International Image Interoperability Framework) standards
for annotations. We are calling these
audiated annotations to emphasize the
three principles these kinds of unauthorized and extra-textual annotations share: namely,
what we are calling audiated annotations are often (1) self-described and independent,
removed from the object of comment itself and reflecting a textual condition [
McGann 1991] in which (2) annotations are understood as compound objects that
are (3) embedded in a particular, user-generated reading experience rather than an
authorized, ideal reading experience.
Annotations in Medieval Literary Culture
In pre-print, medieval literary culture, annotations still took place next to full texts,
but commentary forms were not reliant on the centrality of an ideal text. In the medieval
tradition, orality and aurality were central to literacy, and psalm commentaries
circulated in an unauthorized, distributed, and decentralized community of texts, readers,
orators, and listeners. For Benedictine monks, in particular, Psalms were a major part of
medieval monastic life, and weekly recitation of the psalms was recommended. Like later
proteges learning to audiate using Edwin Gordon's theories of musical education [
Gordon 2007], an ability to memorize the psalms was seen as an early
indication of intellect among monks in training [
Dyer 1989]. Psalms were not
simply recited like other prayers and readings; psalms were nearly always sung. As a
natural consequence of years of daily recitation, monks were expected to have the verse
and tune of all 150 psalms memorized.
Consequently, the practice of audiation, of using inner-hearing to imagine what a song
sounds like, was key to medieval psalm-singing. In medieval devotional practice, there is
a concept of "the inner senses" which operate separately from, but are related to, the
physical senses of sight and sound, an inner sense of sight at the origin of the phrase
"the mind's eye." Beth Williamson discusses the way the physical sense of sight and the
inner sense of hearing work together in medieval music, especially psalm-singing (2013).
Psalms often have two sections between which is a pause, represented on the page as a
space and musically as a breath. Williamson says this pause is not an absence, but a shift
in the site of meaning:
[A]t such a point, the music may not be sounding, but it has not
stopped. The singers are aware, within their own interiority, of its continuation, and
though they do not hear in their physical ears they hear it still inwardly. In this
moment of silence, music does not disappear, but functions temporarily — and temporally
— on a different level. [Williamson 2013, 31]
What Williamson describes is similar to Gordon's descriptions of audiation — the presence
of meaning (the concept and construct of music) in the absence of sound. While Williamson
regards that state of inner hearing as temporary in the moment of performance, the
implication is that the singers, like Gordon's students, hear the psalms when reading the
text.
Annotations were common in the psalm commentary tradition. The psalter was the most
commented upon book of the Middle Ages, and all monks would have had access to at least
some kind of commentary in their library (Dyer 1989). There are several ways these
commentaries are presented on the page. The most standard presentation of medieval
commentary is the way the Glossa ordinaria (the standard biblical commentary)
is usually written: the main text is in one column in a large script, with commentary in
the surrounding margins in a smaller script. Privileging the main text, this layout looks
much like texts today. Because the practice of audiation was a common mode of interacting
with the psalms, other commentary forms perform audiatated annotations.
The popular psalm commentary of Gilbert of Poitiers, for example, privileges the
commentary over the primary text. The Gilbert Psalter comes in two layouts: cum
textu ("with the text") and catena ("chain"). In the cum
textu format, the page is divided into two columns: the inner column (near the
spine) for the main psalm text, and the outer for the commentary. In this format, the
relative width of the columns is adjusted, and the main text is sometimes abbreviated to
ensure the main text and relevant section of commentary stay in sync (Salomon 2012, 43).
This layout puts the main text and the commentary on a more equal status: the main text is
still usually larger, but takes up less of the page, is not centered and may be altered to
accommodate the commentary. Unlike the cum textu format, the
catena format of the Gilbert Psalter places more emphasis on the
commentary. The page is still divided into two columns, but the commentary occupies both.
When the commentary for a new verse starts, the first few words of the psalm text are
given in extreme abbreviation. Aside from the first new words, the psalm text itself is
absent from the page. Theresa Gross-Diaz describes the appearance of this layout in her
study of the Gilbert Psalter as follows:
[T]he first words of the verse given in full, the end of the text
sometimes disintegrating into a string of initials in the interest of economy of space,
time, and parchment. Despite this interpolated repetition of the psalms in this 'simple'
format, one would be hard-pressed to reconstruct each psalm from the lemmata provided,
since the order of words and even of verses is often scrambled beyond recognition. [Gross 1996, 48]
Such extreme abbreviation of a commented-upon text is only possible if the reader either
has a separate copy of the text to use side-by-side or can call the text to mind with
minimal prompting. In the case of the psalms, the latter is more likely: as discussed,
readers who memorized the psalms as text and as sound encounter the psalms aurally with
the mind's ear. A medieval reader who knows his psalms coming to Gilbert's commentary does
not need the psalm to be present on the page or audibly because it is present in the
mind.
Gilbert's Psalter offers an early example that demonstrates how commentaries are at a
remove from the text through extreme abbreviation, but also how these audiated annotations
function as compound objects that reflect a particular, rather than a general, reader's
experience. Commentaries in the catena layout are "chains "not only in the
sense that they move on the page as an unbroken string of commentary but also in the sense
that they link together previous commentaries. Where a Glossa ordinaria-style
commentary isolates the words of each commentator — in one corner what Augustine said, in
another corner what St. Hippolytus said — the catena makes a new, continuous
commentary text by pulling together pieces of existing, multi-authored commentaries. As
David Salomon says, a catena's author "joins the links in the chain but does
not necessarily have a hand in constructing those links themselves" (47). It is important
to note that Gilbert's Psalter is not, according to Saloman and Gross-Diaz, a "true" or
typical catena for this reason since the commentary seems to be his own
rather than just pieces of existing commentaries. Finally, catena psalm
commentary is embedded in a particular rather than a general reading experience. While
psalm commentaries, like Gilbert's, are sometimes "authorized" in that they were widely
read and copied, some catena texts were unauthorized, created by individuals
for their private use and not widely copied or, currently, discoverable (Salomon
2012).
Annotations in IIIF
Today, the most ubiquitous audiated annotations are web-based. Audiated (unauthorized and
extra-textual) annotations in open Web standards such as the IIIF (International Image
Interoperability Framework) extend the use, shareability, and accessibility of online
cultural artifacts. The IIIF consortium adopts the principles of
Linked Data and the
Architecture of the Web via a
Shared Canvas data model and the
use of
JSON-LD "in order to provide a
distributed and interoperable framework" [
Appleby] for the presentation of
Web content. Essentially, linked data on the Web are interrelated--they are data that
refers to and "are aware of" other similar data — making semantic queries across platforms
more productive and useful. The IIIF standard places particular emphasis on facilitating
the creation of links (or references between bits of data) that are unauthorized or
user-generated annotations of content because often, such contextual information is not
well-described by current metadata schemas, especially in the context of cultural heritage
institutions such as libraries, archives, and museums. The "Introduction to IIIF" [
Crane 2017] claims:
While a multitude of different standards and practices are expected
and even desirable for descriptive metadata, they do nothing for the content itself.
There has been no standardized way of referring to a page of a book, or a sentence in a
handwritten letter, from one digitised collection to the next. Descriptive metadata
standards don't help us. It is not their job to enable us to refer to parts of the work,
down to the tiniest detail - interesting marginalia, a single word on a page - and make
statements about those parts in the web of linked data. It is not their job to present
content, or share it, or refer to it.
This statement functions as a kind of manifesto for a distributed and unauthorized
annotation environment that is not beholden to the kind of authorizl, often
ideal-text-centric, metadata standards on which library, archive, and museum systems
typically depend.
In IIIF, the manifest is the primary document. The manifest is a plain text file written
in JSON that privileges a reader's perception of how an object should be presented on a
Web page. Manifests can be created and shared by institutions and read by presentation
software, but IIIF manifests can be created or copied and reshared by readers who may wish
to reorient how that object is presented online. By referencing or creating links to only
the tiniest detail of an object such as an image or an audio file (the brightest star in
Van Gogh's "Starry Night" or one phrase in a poem spoken by Maya Angelou), that reader can
create a manifest that reorients completely how an object is read or accessed. In a IIIF
manifest, all of the instructions about how the object should be presented are
conceptualized as annotations on a canvas. Even what we might consider the main object of
study — an image of the page of a book, a photograph of a painting, or a snippet of sound
or video — is noted in the JSON manifest as an annotation to this canvas of the reader's
mind. In this way, the idea of the idealized text is reoriented toward a privileging of
the reader's instructions in the manifest about the presentation of that object.
The IIIF manifest is a capacious document, containing multiple links brought together to
create a particular reading, viewing, or listening experience; it reflects the object as
constituting many parts, as a composite. For example, the manifest for a particular
presentation of a medieval manuscript might include a canvas that links images of every
manuscript page and the binding, multispectral images showing text that had been erased
and written over, transcriptions, and explanatory notes that refer to each. This textual
constellation, linked from the manifest and presented on the Web page seamlessly by
software, may or may not be created or owned by the same people. Pieces of manuscripts
that were cut apart and sold to different libraries can be reunited virtually on a new
page as directed by a IIIF manifest.
[2]
If a reader's primary object of interest is the digitized Gilbert Psalter manuscript in
the Parker library, they can create annotations describing the large, decorated initials
in the book, and present those annotations on the Web using IIIF with or without the
manuscript image. Without the image, the reader would not see the illuminated initials,
but audiated annotations describing them can still be shown in spatial relation to one
another. With IIIF, readers can create audiated annotations for the present absent text.
In both Medieval and online cultures, audiated annotations circulate as composite,
unauthorized, and decentralized objects for study.
Conclusions
In the digital environment, collections that might include manuscripts or musical,
spoken, or bioacoustical artifacts will require audiated annotations to be discoverable.
Often, for privacy or copyright reasons, audiovisual cultural heritage objects such as
historical audio and film are not freely available online. In the analog world, without
annotations, we cannot find or know what is in or on a sound or image artifact unless
someone has annotated a name on the back of a polaroid or on a written label on an audio
reel or a cassette tape. Similarly, without metadata or descriptive information embedded
in or associated with a digital file, we cannot search for or discover that object. As a
result, audiated annotations — annotations that are unauthorized, decentralized, and
composite — sometimes serve as the only access point into important cultural objects in
literary study.
Likewise, annotations on an audio object that may never circulate freely for copyright or
privacy reasons can be described in temporal relation to that absent object and shared
widely, like a playlist on an old mixed tape or liner notes on an album that points to and
tells us more about the present, absent content. Such community-based, unauthorized
sharing of scholarly annotations already exists in free and minimally produced scholarly
editions using Jekyll to produce GitHub pages emphasized by scholarly editors who follow
the tenets of Minimal Computing in DH including Minimal Editions (Minimal Computing n.d.),
Wax (with IIIF-based static exhibits mimicking Omeka's functionality) (Nyröp n.d.), and
the Versioning Machine (Schreibman 2015). The AudiAnnotate project is developing similar
workflows for producing the same kind of community-based and composite annotations for
audio (HiPSTAS 2020). This ability to share audiated annotations on an inaccessible object
increases discoverability and that object's circulation in our cultural imaginary through
scholarship, teaching, and learning. Untethered from a "main text", which is decentered as
yet another annotated link on the IIIF canvas, readers can compile any Frankenstein
canvas, that beautiful corpse.
Works Cited
Appleby Appleby, M., Crane, T., Stroop, J. and Warner, S.
“IIIF Presentation API 3.0 BETA DRAFT”
Audenaert 2010 Audenaert, N. and Furuta, R. “What Humanists Want: How Scholars Use Source Materials” in:
Proceedings of the 10th Annual Joint Conference on Digital Libraries, JCDL
'10. ACM, New York, NY, USA (2010), pp. 283–292.
https://doi.org/10.1145/1816123.1816166 Barthes 1977 Barthes, R. “From Work
to Text”In S. Heath (Tran.), Image, Music, Text.
Hill and Wang, New York (1977), pp. 155–164.
Bernstein 1998 Bernstein, C. “Close
Listening: Poetry and the Performed Word.”Oxford University
Press.
Bernstein 2011 Bernstein, C. “Attack of the Difficult Poems: Essays and Inventions.”University of Chicago Press.
Bradley and Vetch 2007 Bradley, J. and Vetch, P. “Supporting Annotation as a Scholarly Tool - Experiences From the Online
Chopin Variorum Edition.”
Literary and Linguistic
Computing 22, 225–241.
https://doi.org/10.1093/llc/fqm001 Bray et al. 2000 Bray, J. Handley, M. and Henry, A.C. “Ma(r)king the text: the presentation of meaning on the literary
page”
Ashgate Pub. Co, Aldershot; Burlington, VT.
Crane 2017 Crane, T. “An Introduction
to IIIF”
Digirati.
https://resources.digirati.com/iiif/an-introduction-to-iiif/ (accessed 11.30.19).
Genette 1997 Genette, G. Paratexts: Thresholds of
Interpretation. Cambridge University Press.
Gilliland 2008 Gilliland, A.J. “Setting the Stage” in: Baca, M. (Ed.), Introduction to Metadata. Getty Publications (2008), pp. 1–19.
Gordon 2007 Gordon, E. “Learning
Sequences in Music: A Contemporary Learning Theory”
GIA Publications, Chicago (2007).
Gross 1996 Gross-Diaz, T. The Psalms Commentary of Gilbert
of Poitiers: From Lectio Divina to the Lecture Room. BRILL.
Jackson 2001 Jackson, H.J. Marginalia: Readers Writing in
Books. Yale University Press.
Johansson et al. 1991 Johansson, S., Burnard, L.,
Edwards, J. and Rosta, A. “TEI AI2 W1 Working paper on spoken
texts”University College London.
McGann 1983 McGann, J.J. A Critique of Modern Textual
Criticism. University of Chicago Press, 1983.
McGann 1991 McGann, J. J. The Textual Condition. Princeton University Press, 1991.
Monea and Packer 2016 Monea, A. and Packer, J. “Media Genealogy: Technological and Historical Engagements of Power —
Introduction”
International Journal of Communication 10, 19.
National 2012 National Recording Preservation Board.
“The State of Recorded Sound Preservation in the United States: A
National Legacy at Risk in the Digital Age”
Salomon 2012 Salomon, D.A. An Introduction to the Glossa
Ordinaria as Medieval Hypertext. University of Wales
Press.
Sexton 1959 Sexton, A. Poetry
reading. Woodberry Poetry Room, Cambridge, Mass.
Sexton 1966 Sexton, A. Anne Sexton reads: Her Kind
1966.
Sexton 1972 Sexton, A., and Kennedy, X.J. X.J. “Kennedy and Anne Sexton reading their poems in the Coolidge
Auditorium” Oct. 16, 1972.
Spadini and Truska 2019 Spadini, E. and Turska, M. “XML-TEI Stand-off Markup: One Step Beyond.”Digital Philology: A
Journal of Medieval Cultures 8, 225–239.
https://doi.org/10.1353/dph.2019.0025 TEI 2003 “TEI Standoff Markup
Workgroup.”Stand-off Markup.
Williamson 2013 Williamson, B. “Sensory Experience in Medieval Devotion: Sound and Vision, Invisibility and
Silence”
Speculum 88, 1–43.