Abstract
It has recently become common to describe all empirical approaches to literature
as subfields of digital humanities. This essay argues that distant reading has a
largely distinct genealogy stretching back many decades before the advent of the
internet – a genealogy that is not for the most part centrally concerned with
computers. It would be better to understand this field as a conversation between
literary studies and social science, inititated by scholars like Raymond
Williams and Janice Radway, and moving slowly toward an explicitly experimental
method. Candor about the social-scientific dimension of distant reading is
needed now, in order to refocus a research agenda that can drift into diffuse
exploration of digital tools. Clarity on this topic might also reduce
miscommunication between distant readers and digital humanists.
Over the last decade or so, it has become common to describe all empirical
approaches to literary history as subfields of digital humanities. At first, I
didn’t take this conflation seriously; I thought it was journalistic shorthand for a
history that scholars understood to be more complex. Writing in
The New York Times, for instance, Kathryn Schulz described distant
reading in 2011 as one of many approaches “currently proliferating under the
broad rubric of ‘digital humanities’”
[
Schultz 2011]. A reader who thought it worthwhile to quibble could have replied that
neither thing is a subset of the other. Although the projects were certainly in
conversation by 2011, the phrases “distant reading” and “digital
humanities” had been coined ten years earlier, in different academic
communities, to describe different kinds of research. Digital technology hadn’t even
played a central role in early examples of distant reading. But why quibble? No one
expects a short newspaper article to give a full history of academic trends.
More recently, however, I have noticed that scholars themselves are beginning to
narrate intellectual history in the same way: treating all quantitative or empirical
approaches to literary history as aspects of a digital turn in the discipline. In
Amy Earhart’s genealogy of “digital literary studies,” for
instance, distant reading is presented as a recent change of course in an
intellectual tradition originally centered on editorial theory and the internet.
[T]he digital work I have traced in
the first part of this book has been largely representational, with technology
primarily used to create idealized or better versions than would be possible in
print. Current trends in digital literary studies, and the larger digital
humanities, appear to be moving away from representational concerns and toward
interpretive functions as contemporary digital scholars, such as Stephen Ramsay,
Franco Moretti, Matthew Jockers, Geoffrey Rockwell, and others, are using
technology to devolve, manipulate, and reform the literary text. [Earhart 2015]
It may be correct to say that interpretive questions are a relatively late
development in “digital literary studies” (a tradition that
Earhart traces to the impact of the World Wide Web in the 1990s). But the
interpretive questions posed by the scholars she mentions in this passage are much
older than the web. Quantitative interpretation of literature is a story that
stretches back through book history, sociology, and linguistics to a range of
nineteenth-century experiments [
Mendenhall 1887], [
Sherman 1893]. This tradition is a branch of the digital humanities
only in a parochial sense — as we might call pizza a branch of American cuisine.
Both things were imported from a different social context, and inherit a longer
history of their own.
There is nothing wrong with writing a history of food in America, and also nothing
wrong with Earhart’s decision to focus on a particular critical tradition initiated
by the advent of the web. As long as readers remember that many ingredients of this
history have longer backstories elsewhere, no one will be misled. But of course,
backstories do get forgotten with the passage of time, and new generations learn to
associate pizza mainly with Chicago or New York. Today it is common to see distant
reading and the sociology of literature folded into discussions of “Big Data research in digital
humanities”
[
Kaplan 2015]. To my eyes, this puts the emphasis in a strange place, and suggests that we
have begun to forget (or at least underplay) important aspects of our own past.
Big data is a twenty-first century technical buzzword. It is odd to
see it used as a filing category for the much older aspiration to survey patterns
that organize human culture.
This essay will turn the calendar back to the middle of the twentieth century, in
order to tease apart intellectual traditions that have begun to be conflated. In
particular, I want to emphasize that distant reading is not a new trend, defined by
digital technology or by contemporary obsession with the word data. The
questions posed by distant readers were originally framed by scholars (like Raymond
Williams and Janice Radway) who worked on the boundary between literary history and
social science. Of course, computer science has also been a crucial influence. But
the central practice that distinguishes distant reading from other forms of literary
criticism is not at bottom a technology. It is, I will argue, the practice of
framing historical inquiry as an experiment, using hypotheses and samples (of texts
or other social evidence) that are defined before the writer settles on a
conclusion.
Integrating experimental inquiry in the humanities poses rhetorical and social
challenges that are quite distinct from the challenges of integrating digital media.
It seems desirable — even likely — that distant readers and digital humanists will
coexist productively. But that compatibility cannot be taken for granted, as if the
two projects were self-evidently versions of the same thing. They are not, and the
institutional forms of their coexistence still need to be negotiated.
“Distant reading”
Large-scale literary history is far from a new idea. Vernacular literary study
entered nineteenth-century universities as an already-ambitious project that
sought to trace the parallel development of literature, language, and society
across a thousand years. It was only in the twentieth century that literary
scholarship began to restrict itself paradigmatically to the close reading of
single texts. If we take a long view of disciplinary history, recent research on
large digital libraries is just one expression of a much broader trend,
beginning around the middle of the twentieth century, that has tended to
reinstate the original historical ambitions of literary scholarship.
But that would be a very long view: it doesn’t do much to help us understand
current scholarly debate. For that, we need a tighter frame — a frame that can
characterize the goals that have energized empirical approaches to literary
history over the last half-century or so, without reducing them to an expression
of twenty-first-century technology. This essay will provide an account on that
intermediate scale. The frame I have chosen to use is the phrase
distant
reading. But I want to make clear from the outset that this phrase is
not inevitable; there are other valid options. Andrew Goldstone observes that
distant reading tends to foreground textual interpretation
(reading) at the expense of questions about social structure [
Goldstone 2015]. James F. English has shown that a similar account
can be organized instead around the phrase “sociology of literature”
[
English 2010]. “Cultural analytics” could be an equally valid choice, if we wanted
to include disciplines other than literary studies. In short, like most
historical phenomena, the trend I am describing is composed of multiple
overlapping impulses. There is more than one right way to describe it.
I have chosen
distant reading because the phrase underlines the
macroscopic scale of recent literary-historical experiments, without narrowly
specifying theoretical presuppositions, methods, or objects of analysis.
Although I understand Goldstone’s concerns about the word, I think we are free
to interpret
reading as an inquiry about social structures as well
as literary forms.
Distant reading also has the crucial advantage
of being vivid, memorable, and less bristly than any of the alternatives that
end in “mining” or “analysis.” On the other hand, it does have one
significant disadvantage: it is often understood to imply a recent origin story
that would prevent us from crediting any work done in the previous century. I
will need to complicate that story in the pages that follow. It is true that
Franco Moretti coined
distant reading around the year 2000. But
although Moretti is an important scholar in the tradition I will be tracing,
there is no reason to treat his invention of the phrase as an originating moment
for the whole tradition.
Distant reading was not coined to describe
a radically new method. The first occurrence of the phrase, in “Conjectures on World Literature,” seems in fact to
describe the familiar scholarly activity of aggregating and summarizing previous
research [
Moretti 2000a].
Distant reading has evolved
into a name for a more specific approach to literary history, but the approach
described significantly predates this particular name for it.
Moretti’s turn-of-the-century works were important, not because they invented the
idea of macroscopic literary inquiry, but because they galvanized an existing
project by infusing it with a new sense of possibility and a new polemical
rationale. I will have more to say about his contribution, but this essay will
mostly take aim at a larger target — a critical tradition, emerging in the later
twentieth century, that would include things originally called “book
history” or “sociology of literature,” as well
as more recent, emphatically quantitative experiments. The common denominator
that links all these projects is simply that they pose broad historical
questions about literature, and answer them by studying samples of social or
textual evidence. Those samples may range from a few dozen instances to a
million or more. Instead of prescribing a particular mode or scale of
representation, I want to highlight the underlying project of experimenting on
samples, and the premise that samples of the literary past have to be
constructed rather than passively received.
This premise is general enough to have cropped up many times, so the tradition I
am describing will lack crisp boundaries. Many traditional works of literary
history pause at the outset to construct an informal sample of, say, Gothic
novels. To the extent that those studies separate the construction of the sample
from the process of historical inference, I would say they are approximating
distant reading. Since versions of this approach to literature can be traced
back to the nineteenth century, it would be pointless to go looking for a moment
of origin. The emergence of distant reading was not contained in any eureka
moment when a literary scholar decided to try social-scientific methods. It
emerged rather through a long sequence of attempts, which gradually transformed
casual historiographic practices into an explicitly experimental method.
Mid-twentieth-century developments
A longer study might follow this story down many different paths. Marxist
literary theory has been one crucial influence; Raymond Williams might deserve a
chapter of his own. The books he wrote around 1960 laid a theoretical foundation
that still underpins much contemporary research — for instance, by insisting
that literary culture is never a unified object, but rather a palimpsest of
emergent and residual formations, transformed retrospectively by processes of
selection. After reading Williams, it becomes hard to imagine that there could
ever be a single definition of literary exemplarity, or a single correct sample
of the literary past. In
The Long Revolution,
Williams also intriguingly foreshadows contemporary distant reading by grappling
with a
longue durée, and by emphasizing our
ignorance about the past: “nobody really knows the
nineteenth-century novel; nobody has read, or could have read, all its
examples, over the whole range from printed volumes to penny
serials”
[
Williams 1961, 66].
A full account of the emergence of distant reading might also spend a chapter on
book history. Book historians have been compelled to explicitly define samples,
since libraries don’t cover the full range of practices they study. Book
historians have also pushed literary history to define its object of study more
concretely — separating processes of production, for instance, from circulation
and reading practices. But these parts of the story are already well known [
Darnton 1982]. In this limited space, I need to skip forward to a
later stage of development, when the theoretical premises developed in book
history and Marxist literary theory started to combine with an experimental
method drawn from the social sciences. One excellent example of this fusion can
be found in Janice Radway’s
Reading the Romance
(1984).
This book became a monument of feminist scholarship by challenging the widespread
premise that popular literature simply transmitted ideology. In Radway’s view,
critics had too quickly extrapolated their own interpretive practices to other
readers. A critic may pick up a popular romance, for instance, identify the
gender norms that seem implicit in the plot, and conclude that the effect of the
book is to reinforce those norms. But how much does this tell us about the
actual experience of romance readers? What aspects of the stories do they value?
What role do the books play in their lives? Studying a community of women linked
by a particular bookstore, Radway concluded that readers have more control over
the meaning of stories than critics assume. Romances seemed to function in
practice as a “declaration of
independence” from the pressure of these readers’ responsibilities as
wives and mothers, even when the gender roles represented in the narrative were
traditional. Many subsequent arguments about the active agency of reception in
fan culture are indebted to Radway’s conclusions.
Literary scholars have been much slower to imitate her methods, which depended on
questionnaires, interviews, and numbers.
Radway’s quantitative methods may at first seem remote from familiar examples of
distant reading. She doesn’t discuss algorithms. Instead she uses numbers simply
to count and compare — in order to ask, for instance, which elements of a
romance novel are most valued by readers. Recent examples of distant reading can
grow more complex than this. But they can also remain just as simple. Franco
Moretti has relied on bibliographies to measure the lifespans of genres; I have
quizzed readers about their impressions of elapsed time in ninety novels.
Admittedly, contemporary distant reading is usually based on textual evidence, or
on social evidence about dead people, rather than questionnaires. Distant
readers are certainly concerned with reception [
DeWitt 2015]; [
Algee-Hewitt and McGurl 2015]. But it is hard to find living witnesses to
interview when you’re studying the
longue
durée, so few distant readers have characterized reception quite
as richly as
Reading the Romance. These are
significant differences. But the central research practice I want to highlight
is broad enough to encompass all these different kinds of evidence. It is simply
that Radway separates the question she is posing from the evidence she gathers
to address it, and from the conclusion she finally draws. Moreover, she
organizes these aspects of the research process sequentially. In short, Radway’s
book is designed as an experiment. It is admittedly an observational experiment:
Radway isn’t measuring the consequences of an intervention, and she doesn’t
express her reasoning in strict hypothetico-deductive form. Instead, she
proceeds ethnographically, allowing herself to pause and comment when she sees
an interesting detail. She is, after all, exploring a new research area, and
encountering problems that are not yet formally defined. But
Reading the Romance is still at bottom “empirical research” which
aims to “test the validity of … a
hypothesis”
[
Radway 1984, 11, 13]. Because Radway’s voice is candid and engaging, the book may not always
sound like social science. But the whole rhetorical performance has been
organized around a scrupulous attempt to avoid confirmation bias. That is the
point of using a clearly-defined sample of readers and novels, rather than
casually adducing quotations and anecdotes that happen to fit a thesis defined
in advance.
Radway’s doctorate was in American Studies; she currently teaches in a
department of Communication Studies. But other social-scientific traditions are
also hovering in the background of
Reading the
Romance. Its questionnaires and interviews echo the methods of
sociology. And when Radway looks at the romance novels themselves, her methods
echo both sociology and structural anthropology. Reading systematically through
a sample of twenty romance novels, she finds, for instance, a set of “binary oppositions” organizing
the heroine, the female foil, the hero, and the male foil into a symmetrical
structure [
Radway 1984, 122–32]. The plusses and minuses she
uses to represent polarity in this structure recall Claude Lévi-Strauss’s
diagrams in
The Savage Mind (1965). But her
technique of systematically sampling and coding features of each novel also
echoes the technique of “content analysis” that sociologists
have applied to mass media.
Linguistics was not particularly central to Radway’s project, and it may be
worth pausing for a moment to underline this point. Contemporary distant reading
has also been shaped by a different intellectual tradition devoted to
quantitative analysis of linguistic detail. That tradition has made vital
contributions, which I want to acknowledge. But I think linguistics may be
looming a little too large in the foreground of contemporary narratives about
distant reading, so much that it blocks our view of other things. Linguistic
categories are just as important as the social categories Radway explored; it’s
not that I want to champion one subject against the other. Rather, I think we
need to see both influences at once in order to grasp the generality of the
method that organizes this research agenda. Our knowledge about large-scale
literary history isn’t expanding because there was a special magic in linguistic
analysis (or a special moral authority in feminist sociology). The project is
succeeding, rather, because scholars have learned how to test broad
literary-historical hypotheses in a way that resists confirmation bias.
Otherwise it would be very difficult to make progress at this scale. If you’re
working in a domain where you could potentially cite 100,000 different novels as
evidence, confirmation bias will make all generalizations equally true until you
invent some procedure to limit your own freedom of selection. As psychologists
have expressed this: fields with abundant evidence need some way to limit “researcher degrees of
freedom”
[
Simmons et al. 2011].
Moretti’s contribution
Although Radway’s book was widely celebrated and widely cited in English
departments throughout the 1990s, it was not widely imitated there. As James F.
English has pointed out, literary scholars are traditionally quick to borrow
social scientists’ conclusions, but slow to borrow their methods [
English 2010, xiii–xiv]. We might justify our hesitation in
various ways, but it is rooted, practically, in institutional inertia: literary
curricula simply do not teach graduate students how to do content analysis or
manipulate numbers. There are, however, a few cases where literary scholarship
has developed along the lines suggested in
Reading the
Romance — including, notably, a scholar strongly associated with
distant reading. In “The Slaughterhouse of
Literature,” Franco Moretti developed a coding scheme to describe the
role of “clues” in detective fiction [
Moretti 2000b]. He then
read a sample of about twenty stories, taking notes on the presence or absence
of each aspect of clues in order to sort the stories into a tree.
This method is very close to Radway’s approach to romance novels: from the sample
of twenty texts, to the plan of reading systematically for particular features,
to the little plusses and minuses that represent polarity in the diagram. I
don’t mean to suggest that Moretti was specifically influenced by Reading the Romance. It is more likely that both
scholars drew their methods directly from structural anthropology and sociology.
But whether the lines of influence run through literary criticism, or through
social science, there is a coherent tradition to be traced here. Moretti adds an
evolutionary hypothesis that is missing in Radway, and this may have been the
aspect of his argument that most strongly shocked and provoked readers in the
year 2000. But from the perspective of the present day, I think we can see that
Moretti’s evolutionary hypothesis was no more decisive than Radway’s reliance on
questionnaires. The crucial underlying similarity between these works, which has
made both of them durably productive models for other scholars, is simply the
decision to organize critical inquiry as an experiment.
To experiment on the past admittedly stretches the definition of
experiment beyond its ordinary association with beakers and
prisms. We cannot intervene in the past and then ask whether it changed as our
hypothesis predicted. But this is a problem shared by geologists, astronomers,
and computer scientists who run “experiments” on fixed
datasets [
Ullman 2013]. Distant reading is a historical science,
and it will need to draw on something like Carol Cleland’s definition of
scientific method, which embraces not only future-oriented interventions, but
any systematic test that seeks “to protect the hypothesis from
misleading confirmations”
[
Cleland 2001, 988]. Literary historians can minimize misleading confirmations, for instance,
by framing testable hypotheses about a sample of texts that are selected before
the researcher settles on a conclusion. In calling this approach minimally
“scientific,” I don’t mean to imply that we must suddenly adopt all the
mores of chemists, or even psychologists. Imaginative literature matters because
readers enjoy it; criticism would gain nothing if we let meticulous
hypothesis-testing drain all the warmth and flexibility from our writing.
Literary historians who use numbers will have to somehow combine rigor with
simplicity, and prune back a thicket of fiddly details that would be fatal to
our reason for caring about the subject. But within those rhetorical limits,
distant reading can, let us say,
aspire to the methods of social
science: it is defined not only by a commitment to historical breadth, but by a
version of the scientific method appropriate for a historical discipline.
Of course, not everyone will agree with this definition. For many scholars, the
term
distant reading is still shaped by the polemical context that
surrounded it circa 2000, when it seemed to be the culmination of a long
argument over the canon. The process of canon-revision that began by addressing
imbalances of race and gender had evolved, by the late 1990s, into a more
systematic expansion that sought to recover a larger “great unread”
[
Cohen 1999, 23]. Although the political implications of this project had become
increasingly diffuse, it still retained some of the moral fervor of the canon
wars. Readers of Moretti’s early experiments on large collections were
accordingly tempted to interpret them as a normative argument that the only
valid sample of literature is the largest possible one. This is not a position
that his articles affirm systematically, but they sometimes leave themselves
open to that interpretation. The decision to characterize the archive of
forgotten books as a “slaughterhouse” of literature, for
instance, echoes the moral pathos associated with a mission of recovery. I don’t
think the normative force of that pathos has turned out to be the most durable
and influential part of the project. But it’s the part that readers were primed
to pay attention to, and thus the part they often remember.
Moretti’s insistence on reconstructing a maximally complete archive is also the
part of distant reading that scholars have spent most time debating. Many
critics have pointed out that it is impossible to recover everything [
Bode 2014, 20–21]. From that indisputable premise, they
sometimes infer (more disputably) that comprehensiveness is not even an
appropriate goal [
Rosen 2011]. I won’t rehearse the debate here;
it seems to me a waste of energy, since there are many valid ways to represent
the past. Scholars interested in literary production may want to approximate
completeness, while scholars interested in reception prefer to focus on a subset
of influential works. Some social questions hinge on the demographic identity of
writers, others on readers — while for other modes of moral engagement with
human history, the whole issue of synchronic social breadth is less urgent than
diachronic scope. All of these sampling strategies have their uses, and there is
no reason to make a final choice between them. The legacy of the canon wars has
perhaps made literary scholars a little too eager to force such a choice. Having
seen many premature arguments on the topic, I try not to join any debate about
the representativeness of different samples until I have seen some evidence that
the debate makes a difference
to the historical question under
discussion. Considering more than one sample can be worthwhile, but
samples are provisional, purpose-built things. They are not canons. It makes no
sense to argue about their representativeness in the abstract, before a question
is defined. Moreover, it often turns out that the same patterns are visible,
whether you look at ten thousand obscure texts, or at two hundred lovingly
curated editions. So it would be a mistake to stall out at the initial stage of
research, in “an argument about what constitutes
an historically relevant and justifiable sample for analysis”
[
Bode 2017, 17]. That question has no right answer. We will get much further if we defer
the argument, and start instead by comparing different samples.
I have been at pains to downplay several aspects of Moretti’s contribution to
distant reading that are often seen as definitional: his coinage of the phrase
itself, and his emphasis on comprehensive samples that include many
non-canonical works. However, I do think Moretti is rightly credited with
sparking the twenty-first-century expansion of this research project. To
illustrate why, I can’t do better than quote the last paragraph of “Slaughterhouse”:
Fantastic opportunity, this uncharted expanse of
literature, with room for the most varied approaches, and for a truly
collective effort, like literary history has never seen.
Great chance, great challenge … which calls for a maximum of methodological
boldness: since no one knows what knowledge will mean in literary studies
ten years from now, our best chance lies in the radical diversity of
intellectual positions, and in their completely candid, outspoken
competition. Anarchy. Not diplomacy, not compromises, not winks at every
powerful academic lobby, not taboos. Anarchy. [Moretti 2000b, 227]
Two contributions are vital here. First, the recognition that literary history is
not an exhausted, well-mapped field, but an “uncharted expanse,” because we actually know little about its
macroscopic shape. When I say that Moretti galvanized distant reading by
infusing it with a new sense of possibility, this is the primary thing I mean.
But I would also emphasize, secondly, his inference that the diplomatic
reconciliation of conflicting normative claims is less urgent than many literary
scholars assume.
Here we reach a zone of persistent miscommunication between distant readers and
their colleagues. The discipline of literary studies has long organized itself
around prescriptive debates that seek to define the proper concern of a literary
critic. We inherit this polemical emphasis from nineteenth-century criticism,
and it survives today in vigorous arguments that pit history against form,
surface against depth, and critique against appreciation. Scholars rooted in
this tradition understandably want to interpret distant reading as a normative
stance of the same kind. Perhaps distant readers are expressing a principled
opposition to, say, close reading? In that case, the natural next move would be
to dialectically sublate the tension between close and distant. Observers are
often quite willing to offer this sort of compromise solution [
Freedman 2015]. For literary critics, it is an obvious response.
But from within the project of distant reading, it feels like a non sequitur. At
bottom, distant readers are not arguing against close reading. They’re just
pointing to a blank space on our map of the past — where questions about large
samples or long timelines might be located — in order to say “none of us
really know what’s in there yet.” A confession of ignorance isn’t
something one can meaningfully strike compromises about; it calls for a
different genre of response. Instead of interpreting distant reading as a
normative argument about the discipline, it would be better to judge it simply
by asking whether the blind spot it identified is turning out to contain
anything interesting.
I am of course a biased observer. But personally, I became confident that new
scales of inquiry were paying off in 2012, when Ryan Heuser and Long Le-Khac
published evidence of a massive, steady shift from abstraction to concrete
description in nineteenth-century novels [
Heuser and Le-Khac 2012]. In
subsequent years, distant readers have grappled with social questions about
money, gender, race, geography, and literary circulation, as well as formal
questions about genre, plot, emotion, and time [
Wilkens 2013];
[
Klein 2013]; [
Cordell 2015]; [
Jockers and Kirilloff 2016]. Some of these publications are still working their
way through the press; in many cases, scholars are still struggling to reach
consensus about the meaning of the evidence they uncovered. For instance, the
shift toward concreteness discovered in fiction by Heuser and Le-Khac has
alternatively been described as a broader parting of the ways between literary
and nonliterary language, affecting poetry and nonfiction as well as the novel
[
Underwood and Sellers 2012]. If all of these discoveries are things we
already knew in a tacit or unconscious way — as skeptics sometimes suggest —
then our unconscious must have known so many conflicting things that the verb
know seems oddly generous. Consensus about new evidence emerges
very slowly: inventing an air-pump doesn’t immediately convince readers that
vacuums exist. So wariness about particular conclusions is definitely still
warranted. But at this point, there is no doubt in my mind that literary
scholarship turned out to have a blind spot. Many important patterns in literary
history are still poorly understood, because they weren’t easily grasped at the
scale of individual reading.
Distant reading and computational methods
Up to this point, I have said relatively little about numbers, and nothing at all
about computers. I have characterized distant reading as a tradition continuous
with earlier forms of macroscopic literary history, distinguished only by an
increasingly experimental method, organized by samples and hypotheses that get
defined before conclusions are drawn. The interdisciplinary connections that
mattered most for this tradition were, until recently, located in the social
rather than computational sciences.
However, it is true that this sociological approach to literature has, over the
last twenty-five years, fused with a computational tradition. The history of
that fusion is complex, and I won’t try to detail it fully here; one could point
to Mark Olsen and the ARTFL project at Chicago, or to Matthew Jockers and the
Stanford Literary Lab, or to John Unsworth and an archipelago of people involved
with the MONK Project. In any case, it is clear that large-scale literary
history is now suffused with ideas drawn from corpus linguistics, information
retrieval, and machine learning. I don’t intend to downplay the significance of
this fusion; it has been the most exciting part of my career, and I’m indebted
to everyone I just mentioned.
Nor do I want to suggest that computation was merely a means to achieve an end
that Radway and Moretti had already fully defined. Critics of digital humanities
often assume that computer science ought to remain merely instrumental for
humanists; it should never “challenge” our “fundamental standards or
procedures”
[
Golumbia 2014, 164]. This misunderstands the place of computational disciplines in
intellectual history. The value of computation is not merely to accelerate
literary research or expand its scale; on the contrary, ideas drawn from
computer science have given literary scholars new questions [
Jones 2014, 31–32], and have encouraged us to frame existing
questions in a more explicitly theorized way [
Piper 2016]. Machine
learning, for instance, represents a new way of thinking about literary
concepts, like genre, that may be organized around loose family resemblances
rather than crisp definitions [
Long and So 2016].
In short, I am not at all motivated to shore up disciplinary boundaries or insist
on a strictly internalist history of literary studies. And yet I have to admit
that, for me, distant reading remains the name of an approach to literary
history rather than a computational method. To be sure, it has multiple
genealogies, and roots in many disciplines. But in tracing connections to the
past I would still, on the whole, emphasize the thread that runs back through
Moretti, Radway, and Williams. My rationale is simple. An approach to literature
informed by social science can produce significant historical results by itself
— with or without computers. But the converse has not generally turned out to be
true. Computational methods, by themselves and without a social scale of
inquiry, have not been enough to transform literary history.
We know this, to be quite blunt, because computational methods were applied to
literature for thirty years without making a great impact on the discipline. The
journal
Computers and the Humanities was founded in
1966. It became the center of an ambitious intellectual community, making
important contributions to phonology and concordance-building, database design
and the teaching of language. But the whole project made very little difference
for literary history. Stanley Fish observed as much in the 1970s [
Fish 1973], and Mark Olsen couldn’t really disagree, writing in
the pages of the journal itself in 1993: “Computer-aided literature studies
have failed to have a significant impact on the field as a whole”
[
Olsen 1993]. According to Olsen, the mistake lay in trying to explain “how a text achieves its literary
effect” by examining “subtle
semantic or grammatical structures in single texts or the works of
individual authors.” Computers had turned out to be “very poorly suited” to those New
Critical questions, and concentration on them had “tended to discourage researchers
from using the tool to ask questions to which it is better adapted, the
examination of large amounts of simple linguistic features”
[
Olsen 1993, 309]. The irony, Olsen goes on to say, is that this broader and simpler kind
of text processing is exactly what recent developments in literary theory and
semiotics would seem to demand. (He cites Roland Barthes, Michel Foucault, and
M. A. K. Halliday.) If only these two branches of research could be connected,
computational analysis might finally assume a central role in literary
studies.
This was the article that originally pulled me toward distant reading in the
mid-1990s [
Underwood 1995, 124]. I still find it a prescient
argument. One of Olsen’s strengths is that he ignores the false opposition
between allowing our research to be shaped by properly literary questions, and
allowing it to be guided by the capacities of digital tools. Instead, he
considers both aspects of the landscape at once, and highlights a zone of
intersection, where new literary questions happen to overlap with new technical
opportunities. That zone of intersection turned out to be extremely productive,
and Olsen’s prophecies have almost all come true. With the important (but
isolated) exception of authorship attribution, computers still contribute
relatively little to our understanding of individual texts and authors. But
computational methods now matter deeply for literary history, because they can
be applied to large digital libraries, guided by a theoretical framework that
tells us how to pose meaningful questions on a social scale. Olsen’s article may
overlook some scholars who were already moving in the direction he recommended
[
Radway 1984]; [
Brunet 1989]. And the framework
we use today may be more sociological, and less semiotic, than Olsen predicted.
But as crystal balls go, his 1993 article isn’t bad. It explains at once how the
tradition embodied in
Computers and the Humanities
could eventually become significant for literary history, and why that
significance wasn’t for the most part achieved until the twenty-first century.
Moreover, Olsen’s remarks are still a useful warning for scholars working in the
area of overlap between digital humanities and distant reading. Algorithms are
genuinely important; they aren’t merely instrumental. But they also aren’t
sufficient for this project. So far, computation has only made a difference for
literary history in combination with reasonably broad samples aimed at
historical questions. A broad sample does not have to be an exhaustive
collection; it might only amount to a few dozen books. But framing questions
about dozens of books still tends to require a complete rethinking of received
research questions. So I understand why scholars are often tempted to start with
the algorithms instead, hoping that they will produce something interesting when
applied to familiar author-sized questions. Unfortunately, in my experience,
this is false economy. Olsen’s warning has not been superseded by any technical
advance: computers still can’t teach us much about New Criticism. (Maybe
someday, but not quite yet.) Within the sprawling ecumenical community called
“digital humanities,” it can be impolitic to insist on
this barrier to easy assimilation of digital methods. But I make a point of
distinguishing distant reading from digital humanities partly in order to
signpost the problem: using computation, and reframing the scale of literary
inquiry, are two distinct things. The first will not give you the results of the
second.
The elision of social science
Writing in Computers and the Humanities, Olsen was
naturally inclined to tell a story whose central characters were humanists and
computers. He acknowledged the relevance of social science, but didn’t
foreground its methods. The same thing can be said about much contemporary work
in distant reading. The best distant readers do in practice approach their
projects as experiments. (We don’t wander around aimlessly counting things.) But
the experimental structure of our research is not always foregrounded when we
write it up for publication. An article organized in social-scientific fashion
(methods, then results, then conclusions) might not be warmly received by an
audience of literary critics who are used to rhetorical panache. It can be more
effective to pretend that your work grew in a casually discursive, thesis-driven
way, and then happened to be illustrated with some scatterplots you had lying
around.
I’m as guilty as anyone of striking this casual pose. It is often unavoidable. I
have suggested that distant readers aspire to a version of the scientific method
appropriate for a historical discipline. But we are also literary critics, and
critics have an obligation to be interesting. This means that we sometimes have
to tuck methods in an appendix, or make the analytical task look a bit easier
than it truly was.
[1] On the whole, I accept
this rhetorical double-bind as a consequence of our location on a tricky
disciplinary boundary. But it does have the side-effect of obscuring an engine
that powers the project. Readers can see why broad historical questions matter,
and they can see the role of computers. But the value of an explicitly
experimental approach can be hard to discern: distant readers have an incentive
to play down that part of our work. And yet, the experimental framing of
research questions is really the key to this field. Great work can still be done
with Janice Radway’s quantitative methods, which require little more than paper
and pencil. On the other hand, it’s very hard to do social research at scale
without imitating Radway’s explicitness about hypotheses, samples, and results.
Unfortunately, social-scientific methodology has not been a central subject of
conversation in digital humanities, or in the forms of distant reading that
cluster under the DH rubric [
Clement 2016]. Andrew Goldstone is
right that the word “reading” itself contributes to the elision of social
science [
Goldstone 2015]. But the recent tendency to treat distant
reading as a subfield of digital humanities may also play a role. The term
digital humanities stages intellectual life as a dialogue
between humanists and machines. Instead of explicitly foregrounding experimental
methods, it underlines a boundary between the humanities and social science.
That’s why I have written this article — to tease out the elided
social-scientific genealogy behind distant reading. There are other threads one
could trace. For instance, as I have acknowledged, machine learning is exerting
a powerful influence on the contemporary scene. I don’t want to disparage any
subfield, but I do want to insist that the genealogy of distant reading should
be traced by disentangling its central intellectual impulses, not just by
following the zone of overlap between computers and textual study as far back as
possible. Roberto Busa’s concordance of Aquinas was a valuable thing, but a
concordance of a single author does not constitute an important origin moment
for distant reading. If we wanted to trace this tradition back to the middle of
the twentieth century, we would need to follow different threads in several
different directions. We might end up asking what Raymond Williams was doing
with literature in the late 1950s, what Claude Lévi-Strauss was doing at the
same time with social anthropology, and what Frank Rosenblatt was doing with the
perceptron.
In the twenty-first century, admittedly, these disciplinary stories are tending
to converge and fuse. That creates an exciting challenge, but also a problem for
graduate training. Scholars preparing to work as distant readers probably need
some exposure to programming, social theory, and statistics, as well as fairly
deep knowledge of a literary-historical tradition. Right now, the flexible
interdisciplinary community called “digital humanities” may
be the best home for students trying to combine these modes of preparation.
But if these two projects are to coexist under one roof, the differences between
them need candid discussion. Digital humanists don’t necessarily share distant
readers’ admiration for social science. On the contrary, they are often
concerned to defend a boundary between quantitative social science and humane
reflection (see, e.g., [
Burke 2016]). If DH is unified at all, it
is unified by reflection on digital technology, in a mood that ranges from
playful exploration to monitory critique. Distant reading, on the other hand, is
not primarily concerned with technology at all: it centers on a
social-scientific approach to the literary past. This tension sets up a
predictable conflict, which has already begun to unfold. Introductory courses
and workshops in DH rarely teach students what they need to know in order to
practice distant reading. So distant readers will have to agitate for a
different kind of curriculum, with more emphasis on quantitative methods. The
agitation is already underway (e.g. in [
Tenen 2016] and [
Goldstone 2017]), but in a conversation framed by the adjective
digital, it can easily be misinterpreted as an attempt to push
digital humanists in a more technical direction. For instance, distant readers’
interest in broad historical questions — which runs back at least to Raymond
Williams — is widely conflated with the recent technical buzzword,
big
data. Conflations of that kind could begin to create an unproductive
debate, where parties to the debate fail to grasp the reason for disagreement,
because they misunderstand each other’s real positions and commitments.
This article has tried to clarify the commitments that define distant reading. I
have not aimed to produce consensus: I know that many scholars cited here will
disagree with my definition of the field. In particular, I know that many
scholars maintain strong ties to both digital humanities and distant reading,
and I expect people who do both things will resist the conclusion that these are
intellectually distinct projects. Certainly, the projects are at present fused,
in ways that matter deeply to academics as human beings. For instance, job
advertisements usually call for a “digital humanist” — almost never for a
“distant reader.” So it is pragmatically unwise for junior scholars to
separate the two terms, and a purely descriptive account of the contemporary
social scene might well fold them together. This essay has separated digital
tools from experimental methods for reasons that are not purely pragmatic or
descriptive. I have tried to ground the separation in a genealogical narrative,
but I would also admit that it has a forward-looking prescriptive purpose.
Over the last fifteen years, as distant readers have seized technological
opportunities, the goals of the project have become diffuse. Often our immediate
goal has really been exploratory: “let’s see what can be done with these
tools.” The exploration has been fruitful, but I think the field is ready
to move past exploration. Large-scale literary history could now reorganize
itself around clear research questions and rigorously advance our knowledge of
the past. But in order to do that, I believe we need to set fascination with
technology to one side and rediscover the guiding principle of experiment. I
have defended that opinion by pointing to the history of the field, and
especially to the importance of social science in Williams, Radway, and Moretti.
But it is also, in the end, an opinion. This essay promises only a
genealogy of distant reading. There will be other versions of the story, and I
look forward to reading them.
Acknowledgments.
This essay benefited greatly from conversation at the Instant History symposium
at Loyola University Chicago, organized by Paul Eggert and Steven Jones in the
fall of 2016. Respondents at the symposium included Ian Cornelius, Lydia Craig,
Casey Jergenson, and Justin Hastings. The argument was also influenced by
conversation with Andrew Goldstone and Eleanor Courtemanche, and it was improved
by the editors and reviewers of DHQ.
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